Useful Links
National Regulatory Bodies- State Securities Regulators
- Major Trade/Professional Groups
- Exchanges and Markets
- Investor-Related Links
- National Regulatory Bodies
- Commodity Futures Trading Commission
- Investment Dealers Association of Canada
- Municipal Securities Rulemaking Board
- Financial Industry Regulatory Authority
- Securities and Exchange Commission
- State Securities Regulators
- NASAA: Contact your State Regulator
- U.S. Securities and Exchange Commission
- Major Trade/Professional Groups
- Certified Financial Planner Board of Standards, Inc.
- CFA Institute
- Financial Planning Association
- Investment Company Institute
- Investment Management Consultants Association
- National Association of Insurance and Financial Advisors
- National Association of Investment Professionals
- National Association of Personal Financial Advisors
- National Futures Association
- North American Securities Administrators Association, Inc.
- Securities Industry and Financial Markets Association
- The Bond Market Association
- Exchanges and Markets
- American Stock Exchange
- Boston Stock Exchange
- Chicago Board Options Exchange
- Chicago Stock Exchange
- London Stock Exchange
- National Securities Clearing Corporation
- New York Stock Exchange
- Philadelphia Stock Exchange
- The Nasdaq Stock Market
